Advisory and Consulting

Retirement Plan Services

Our Retirement Plan Services Group provides a full range of retirement plan administration services, including plan design, document preparation, and annual administration in coordination with your own legal and financial advisors. Whether you are thinking about starting a new retirement plan or want to optimize your existing plan, our open architecture platform combined with extensive plan design, fiduciary insights and regulatory expertise can alleviate much of the administrative burden and cost while maximizing allowable contributions. 

Design

Design

  • Defined Contribution and Defined Benefit Plans
  • Cross-Tested/New Comparability Plans
  • ESOPs

Documentation

Documentation

  • Plan and Trust Documents
  • Summary Plan Descriptions
  • Plan Administration Packets
  • Funding and Investment Policies
  • All Annual Notices

Annual Compliance/Review

Annual Compliance/Review

  • Review plan status with your Investment Advisor, CPA and Attorney
  • Controlled Group Issues
  • Legislative and Regulatory Developments
  • Prohibited Transaction Reviews

Administration/ Compliance

Administration/ Compliance

  • Eligibility/Participation/Vesting of Participants
  • Beneficiary Designation, Contribution calculations, loans and hardship distributions
  • Nondiscrimination and other testing
  • Allocation of earnings and Disclosure creation
  • Benefit distributions and tax withholding requirements, lost participants
  • Governmental filings and Surety bond compliance
Dan and his team have been a great partner over the years. Their confidence and level of expertise has made it easy for us as a small business to manage our retirement plan. It’s been a pleasure to work with them.
Shannon Connors
Chief Operating Officer, NWG SOLUTIONS

Contact Our Retirement Plan Team

Daniel L. Bowman, CPA

Partner, Practice Leader

Daniel L. Bowman, CPA

Partner, Practice Leader

Ready to Discuss Your Business Needs?

Contact us to learn more about our services.